CBB Disclosure Standards
- Introduction
- Glossary of Defined Terms
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Chapter I Disclosure Requirements for Offerings and Initial Listings
- Article 1 Offers of Securities
- Article 2 The Prospectus
- Article 3 Identity of Directors, Senior Managers, Advisors and Auditors
- Article 4 Offering Statistics and Expected Timetable
- Article 5 Key Information
- Article 6 Information on the Issuer
- Article 7 Operating and Financial Review and Prospects
- Article 8 Liquidity and Capital Resources
- Article 9 Research and Development, Patents and Licences etc.
- Article 10 Directors and Employees
- Article 11 Compensation
- Article 12 Board Practices
- Article 13 Employees
- Article 14 Major Shareholders and Related Party Transactions
- Article 15 Major Shareholders
- Article 16 Related Party Transactions
- Article 17 Interests of Experts and Counsel
- Article 18 Financial Information
- Article 19 Consolidated Statements and Other Financial Information
- Article 20 Material Changes
- Article 21 Restatement of Financial Statements
- Article 22 Ratios
- Article 23 Projections of Financial Statements
- Article 24 Separate Financial Information
- Article 25 The Offering and Listing
- Article 26 Plan of Distribution
- Article 27 Selling Shareholders
- Article 28 Dilution
- Article 29 Expenses of the Issue
- Article 30 Additional Information
- Article 31 Memorandum and Articles of Association
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Chapter II Ongoing Obligations
- Article 32 Immediate Announcement
- Article 33 New Issues
- Article 34 Periodic Reports
- Article 35 Annual Financial Statements
- Article 36 Statements, Transfers, Transmission and Registers
- Article 37 Form and Content of Statements
- Article 38 A Dematerialized Environment
- Article 39 Communications with Holders of Listed Securities
- Article 40 Transactions by Directors and Senior Management
- Article 41 Guidelines for Trading by Directors and Senior Management
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Chapter III Policy Statements on Timely Disclosure
- Article 42 Applicable Standards
- Article 43 Temporary Withholding of Material Information
- Article 44 Insider Trading and Material Information Temporarily Withheld
- Article 45 Confidentiality of Material Information Temporarily Withheld
- Article 46 Policy on Thorough Public Dissemination
- Article 47 Permitted Disclosures
- Article 48 Disclosure by and to the Agency
- Article 49 Disclosure for the Purpose of Proceedings and Investigations
- Article 50 Disclosure by and to Public Bodies
- Article 51 Notify the Agency
- Article 52 At Time of Public Disclosure
- Article 53 Open Door Policy
- Article 54 Policy on Clarification or Confirmation of Rumours and Reports
- Article 55 The Agency Requirements
- Article 56 Policy on Insider Trading
- Article 57 Insider Trading
- Article 58 Insiders and Refraining from Trading
- Article 59 Prevention Procedures
- Article 60 The Offence
- Article 61 Defences
- Article 62 Significance of Unusual Market Action
- Article 63 Policy on Response to Unusual Market Action
- Article 64 Unwarranted Promotional Disclosure
- Article 65 Content and Preparation of a Public Announcement
- Article 66 Preparation of Announcements
- Article 67 Unusual Market Activity
- Article 68 Non-Compliance