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Part A

Past version: Effective from 01 Apr 2016 to 30 Jun 2016
To view other versions open the versions tab on the right

Table of Contents
  Module Title Module
Code 		Date last
changed 		 
Introduction User s Guide UG Jan 13 PDF Version
Executive Summary ES Oct 14 PDF Version
High Level
Standards 		Authorisation AU Jan 16 PDF Version
Principles of Business PB Jan 11 PDF Version
High Level Controls HC Apr 16 PDF Version
Auditors and Accounting Standards AA Oct 14 PDF Version
General Requirements GR Apr 16 PDF Version
Business Standards Capital Adequacy CA Jan 16 PDF Version
Business Conduct BC Jul 15 PDF Version
Client Assets CL Jan 16 PDF Version
Risk Management RM Jan 16 PDF Version
Financial Crime FC Jan 16 PDF Version
Training and Competency TC Jan 16 PDF Version
Reporting Requirements CBB Reporting BR Apr 16 PDF Version
Public Disclosure PD (to be issued) PDF Version
Enforcement &
Redress 		Enforcement EN Apr 16 PDF Version
Compensation CP (to be issued) PDF Version
Sector Guides Category 1 licensees C1 (to be issued) PDF Version
Category 2 licensees C2 (to be issued) PDF Version
Category 3 licensees C3 (to be issued) PDF Version
Islamic Investment Firms IF (to be issued) PDF Version