HC High-Level Controls Module
- HC-A Introduction
- HC-B Scope of Application
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HC-1 The Board
- HC-1.1 Principle
- HC-1.2 Role and Responsibilities
- HC-1.3 Composition
- HC-1.4 Decision Making Process
- HC-1.5 Independence of Judgment
- HC-1.6 Representation of all Shareholders
- HC-1.7 Directors' Access to Independent Advice
- HC-1.8 Directors' Communication with Management
- HC-1.9 Committees of the Board
- HC-1.10 Evaluation of the Board and Each Committee
- HC-1.11 Annual Board Review and Certification
- HC-2 Approved Persons Loyalty
- HC-3 Audit Committee and Financial Statements Certification
- HC-4 Appointment, Training and Evaluation of the Board
- HC-5 Remuneration of Approved Persons
- HC-6 Management Structure
- HC-7 Communication between Board and Shareholders
- HC-8 Corporate Governance Disclosure
- HC-9 Islamic Investment Firm Licensees
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HC-10 Category 3 Investment Firm Licensees
- HC-10.1 The Board
- HC-10.2 Approved Persons Loyalty
- HC-10.3 Financial Statements Certification
- HC-10.4 Appointment, Training and Evaluation of the Board
- HC-10.5 Remuneration of Approved Persons
- HC-10.6 Management Structure
- HC-10.7 Communication between Board and Shareholders
- HC-10.8 Corporate Governance Disclosure
- HC-10.9 Islamic Investment Firm Licensees
- Appendix A Audit Committee
- Appendix B Corporate Governance Disclosure to Shareholders