Introduction | User's Guide | UG | Apr 20 | PDF Version |
Executive Summary | ES | Oct 14 | PDF Version |
High Level Standards | Authorisation | AU | Jan 24 | PDF Version |
Principles of Business | PB | Jan 11 | PDF Version |
High Level Controls | HC | Jul 23 | PDF Version |
Auditors and Accounting Standards | AA | Apr 18 | PDF Version |
General Requirements | GR | Jan 22 | PDF Version |
Business Standards | Capital Adequacy | CA | Apr 23 | PDF Version |
Business and Market Conduct | BC | Oct 20 | PDF Version |
Client Assets | CL | Jan 18 | PDF Version |
Risk Management | RM | Jul 23 | PDF Version |
Financial Crime | FC | Jan 24 | PDF Version |
Training and Competency | TC | Jan 16 | PDF Version |
Digital Financial Advice | DA | Apr 19 | PDF Version |
Category 4 Investment Firms | C4 | Jan 22 | PDF Version |
Family Office Services | FO | Oct 23 | PDF Version |
Reporting Requirements | CBB Reporting | BR | Jul 23 | PDF Version |
Public Disclosure | PD | (to be issued) | PDF Version |
Enforcement & Redress | Enforcement | EN | Apr 21 | PDF Version |
Compensation | CP | (to be issued) | PDF Version |
Sector Guides | Category 1 licensees | C1 | (to be issued) | PDF Version |
Category 2 licensees | C2 | (to be issued) | PDF Version |
Category 3 licensees | C3 | (to be issued) | PDF Version |
Islamic Investment Firms | IF | (to be issued) | PDF Version |