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Part A

Past version: Effective from 24 Sep 2024 to 04 Aug 2025
To view other versions open the versions tab on the right

Table of Contents  
 Module TitleModule
Code		Date last
changed		Current Version PDFFuture Version PDFEffective Date
IntroductionUser's GuideUGApr 20PDF Version  
Executive SummaryESOct 14PDF Version  
High Level
Standards		AuthorisationAUJan 24PDF Version  
Principles of BusinessPBJan 11PDF Version  
High Level ControlsHCJul 23PDF Version  
Auditors and Accounting StandardsAAApr 18PDF Version  
General RequirementsGRJan 22PDF Version  
Business StandardsCapital AdequacyCAApr 23PDF Version  
Business and Market ConductBCOct 20PDF Version  
Client AssetsCLJan 18PDF Version  
Risk ManagementRMJul 23PDF Version  
Financial CrimeFCJan 24PDF Version  
Training and CompetencyTCJan 16PDF Version  
Digital Financial AdviceDAApr 19PDF Version  
Category 4 Investment FirmsC4Jan 22PDF Version  
Family Office ServicesFOOct 23PDF Version  
Reporting RequirementsCBB ReportingBRJul 23PDF Version  
Public DisclosurePD(to be issued)PDF Version  
Enforcement &
Redress		EnforcementENApr 21PDF Version  
CompensationCP(to be issued)PDF Version  
Sector GuidesCategory 1 licenseesC1(to be issued)PDF Version  
Category 2 licenseesC2(to be issued)PDF Version  
Category 3 licenseesC3(to be issued)PDF Version  
Islamic Investment FirmsIF(to be issued)PDF Version