‹ HC-9.1.6 AA-A Introduction › AA Auditors and Accounting Standards AA-A Introduction AA-A.1 Purpose AA-A.2 Module History AA-B Scope of Application AA-B.1 Investment Firm Licensees AA-B.2 Auditors AA-1 Auditor Requirements AA-1.1 Appointment of Auditors AA-1.2 Removal or Resignation of Auditors AA-1.3 Audit Partner Rotation AA-1.4 Auditor Independence AA-1.5 Licensee/Auditor Restrictions AA-2 Access AA-2.1 CBB Access to Auditors AA-2.2 Auditor Access to Outsourcing Providers AA-3 Auditor Reports AA-3.1 Review of Quarterly Prudential Returns AA-3.2 Report on Compliance with Client Asset Rules AA-3.3 [This Section was deleted in January 2012] AA-4 Accounting Standards AA-4.1 General Requirements AA-5 Role of External Auditor as Appointed Expert AA-5.1 General Requirements AA-5.2 The Required Report AA-5.3 Other Notifications to the CBB AA-5.4 Permitted Disclosure by the CBB AA-5.5 Trilateral Meeting ‹ HC-9.1.6 AA-A Introduction ›