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Part A

Past version: Effective from 01 Jan 2008 to 31 Mar 2008
To view other versions open the versions tab on the right


Table of Contents
  Module Title Module
Code		 Date last
changed		  
Introduction
 User's Guide UG Jan 08 PDF Version
Executive Summary ES Jul 07 PDF Version
High Level
Standards 		Authorisation AU Jan 08 PDF Version
Principles of Business PB Jul 07 PDF Version
High Level Controls HC Jul 07 PDF Version
Auditors and Accounting Standards AA Jul 07 PDF Version
General Requirements GR Jan 08 PDF Version
Business Standards
 Capital Adequacy CA Jan 08 PDF Version
Business Conduct BC Jul 07 PDF Version
Client Assets CL Jul 07 PDF Version
Risk Management RM Jul 07 PDF Version
Financial Crime FC Jul 07 PDF Version
Training and Competency TC (to be issued) PDF Version
Group Supervision GS (to be issued) PDF Version
Reporting Requirements CBB Reporting BR Jul 07 PDF Version
Public Disclosure PD (to be issued) PDF Version
Enforcement &
Redress 		Enforcement EN Jul 07 PDF Version
Dispute Procedures DP (to be issued) PDF Version
Compensation CP (to be issued) PDF Version
Sector Guides Category 1 licensees C1 (to be issued) PDF Version
Category 2 licensees C2 (to be issued) PDF Version
Category 3 licensees C3 (to be issued) PDF Version
Islamic Investment Firms IF (to be issued) PDF Version