‹ BC-3.8.1 CL-A Introduction › CL Client Assets CL-A Introduction CL-A.1 Purpose CL-A.2 Module History CL-B Scope of Application CL-B.1 License Categories CL-B.2 Overseas Subsidiaries and Branches CL-1 Client Asset Protection CL-1.1 Client Asset Protection Rules CL-1.2 Stock Lending Rules CL-1.3 Client Reporting CL-1.4 Record-Keeping CL-1.5 Auditor Reports CL-2 Custody Services CL-2.1 General Requirements CL-2.2 Segregation CL-2.3 Reconciliation CL-2.4 Client Statements CL-2.5 Third Party Custodians CL-2.6 Record-Keeping CL-3 Collateral CL-3.1 General Requirements CL-3.2 Third Parties CL-3.3 Record-Keeping CL-4 Mandates CL-4.1 Mandates CL-5 Third Party Related Distribution CL-5.1 General Requirements CL-5.2 Third Party Related Distribution CL-6 Appendix CL-6.1 Appendix ‹ BC-3.8.1 CL-A Introduction ›
