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Part A

Past version: Effective from 01 Apr 2023 to 31 Mar 2023
To view other versions open the versions tab on the right

Table of Contents
  Module Title Module
Code		 Date last
changed		  
Introduction User's Guide UG Apr 20 PDF Version
Executive Summary ES Oct 14 PDF Version
High Level
Standards		 Authorisation AU Jan 22 PDF Version
Principles of Business PB Jan 11 PDF Version
High Level Controls HC Jan 22 PDF Version
Auditors and Accounting Standards AA Apr 18 PDF Version
General Requirements GR Jan 22 PDF Version
Business Standards Capital Adequacy CA Apr 23 PDF Version
Business and Market Conduct BC Oct 20 PDF Version
Client Assets CL Jan 18 PDF Version
Risk Management RM Oct 22 PDF Version
Financial Crime FC Jan 23 PDF Version
Training and Competency TC Jan 16 PDF Version
Digital Financial Advice DA Apr 19 PDF Version
Category 4 Investment Firms C4 Jan 22 PDF Version
Reporting Requirements CBB Reporting BR Jan 23 PDF Version
Public Disclosure PD (to be issued) PDF Version
Enforcement &
Redress		 Enforcement EN Apr 21 PDF Version
Compensation CP (to be issued) PDF Version
Sector Guides Category 1 licensees C1 (to be issued) PDF Version
Category 2 licensees C2 (to be issued) PDF Version
Category 3 licensees C3 (to be issued) PDF Version
Islamic Investment Firms IF (to be issued) PDF Version