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Part A

Past version: Effective from 01 Jan 2013 to 31 Mar 2013
To view other versions open the versions tab on the right

Table of Contents
  Module Title Module
Code 		Date last
changed 		 
Introduction
 		User's Guide UG Jan 13 PDF Version
Executive Summary ES Jan 12 PDF Version
High Level
Standards 		Authorisation AU Jan 13 PDF Version
Principles of Business PB Jan 11 PDF Version
High Level Controls HC Jan 13 PDF Version
Auditors and Accounting Standards AA Jan 12 PDF Version
General Requirements GR Jan 12 PDF Version
Business Standards
 		Capital Adequacy CA Jan 13 PDF Version
Business Conduct BC Jul 12 PDF Version
Client Assets CL Jan 12 PDF Version
Risk Management RM Jan 13 PDF Version
Financial Crime FC Jan 12 PDF Version
Training and Competency TC Jan 12 PDF Version
Reporting Requirements CBB Reporting BR Jan 13 PDF Version
Public Disclosure PD (to be issued) PDF Version
Enforcement &
Redress 		Enforcement EN Jan 13 PDF Version
Compensation CP (to be issued) PDF Version
Sector Guides Category 1 licensees C1 (to be issued) PDF Version
Category 2 licensees C2 (to be issued) PDF Version
Category 3 licensees C3 (to be issued) PDF Version
Islamic Investment Firms IF (to be issued) PDF Version