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Part A

Past version: Effective from 01 Oct 2023 to 31 Dec 2023
To view other versions open the versions tab on the right

Table of Contents
 Module TitleModule
Code		Date last
changed		 
IntroductionUser's GuideUGApr 20PDF Version
Executive SummaryESOct 14PDF Version
High Level
Standards		AuthorisationAUJan 22PDF Version
Principles of BusinessPBJan 11PDF Version
High Level ControlsHCJul 23PDF Version
Auditors and Accounting StandardsAAApr 18PDF Version
General RequirementsGRJan 22PDF Version
Business StandardsCapital AdequacyCAApr 23PDF Version
Business and Market ConductBCOct 20PDF Version
Client AssetsCLJan 18PDF Version
Risk ManagementRMJul 23PDF Version
Financial CrimeFCOct 23PDF Version
Training and CompetencyTCJan 16PDF Version
Digital Financial AdviceDAApr 19PDF Version
Category 4 Investment FirmsC4Jan 22PDF Version
Family Office ServicesFOOct 23PDF Version
Reporting RequirementsCBB ReportingBRJul 23PDF Version
Public DisclosurePD(to be issued)PDF Version
Enforcement &
Redress		EnforcementENApr 21PDF Version
CompensationCP(to be issued)PDF Version
Sector GuidesCategory 1 licenseesC1(to be issued)PDF Version
Category 2 licenseesC2(to be issued)PDF Version
Category 3 licenseesC3(to be issued)PDF Version
Islamic Investment FirmsIF(to be issued)PDF Version