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Part A

Table of Contents  
Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'.  
 Module TitleModule
Code		Date last
changed		Current Version PDFFuture Version PDFEffective Date
IntroductionUser's GuideUGApr 20PDF Version  
Executive SummaryES(to be issued)   
InstitutionsMarkets and ExchangesMAEApr 22PDF Version  
Clearing, Settlement and DepositoryCSDJan 22PDF Version  
Market Intermediaries and RepresentativesMIROct 20PDF Version  
Crypto-AssetCRAJul 25PDF Version  
Stablecoin Issuance and OfferingSIOJul 25PDF Version  
Collective Investment Undertakings[Replaced by Volume 7 in April 2012]CIUApr 12   
Market StandardsOffering of SecuritiesOFSJan 21PDF Version  
Take-overs, Mergers and AcquisitionsTMAJan 24PDF Version  
Prohibition of Market Abuse and ManipulationMAMJul 21PDF Version  
Market Surveillance, Investigation & EnforcementMIEJul 21PDF Version  
Anti-Money Laundering & Combating Financial CrimeAMLJan 24PDF Version  
Training and CompetencyTCJan 22PDF Version  
Ongoing ObligationsListing RequirementsLIR(to be issued)   
Disclosure RequirementsDIS(to be issued)   
High Level StandardsHigh-Level Controls (Corporate Governance)HCOct 22PDF Version  
Dispute Resolution and Investor ProtectionDispute Resolution, Arbitration and Disciplinary ProceedingsDRAApr 20PDF Version  
International Co-operationInternational Co-operation & Exchange of InformationICOMar 09PDF Version