Part A

 

Table of Contents
Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'.
 Module TitleModule
Code
Date last
changed
 
IntroductionUser's GuideUGApr 20PDF Version
Executive SummaryES(to be issued) 
InstitutionsMarkets and ExchangesMAEApr 22PDF Version
Clearing, Settlement and DepositoryCSDJan 22PDF Version
Market Intermediaries and RepresentativesMIROct 20PDF Version
Crypto-AssetCRAOct 23PDF Version
Collective Investment Undertakings[Replaced by Volume 7 in April 2012]CIUApr 12 
Market StandardsOffering of SecuritiesOFSJan 21PDF Version
Take-overs, Mergers and AcquisitionsTMAJan 24PDF Version
Prohibition of Market Abuse and ManipulationMAMJul 21PDF Version
Market Surveillance, Investigation & EnforcementMIEJul 21PDF Version
Anti-Money Laundering & Combating Financial CrimeAMLJan 24PDF Version
Training and CompetencyTCJan 22PDF Version
Ongoing ObligationsListing RequirementsLIR(to be issued) 
Disclosure RequirementsDIS(to be issued) 
High Level StandardsHigh-Level Controls (Corporate Governance)HCOct 22PDF Version
Dispute Resolution and Investor ProtectionDispute Resolution, Arbitration and Disciplinary ProceedingsDRAApr 20PDF Version
International Co-operationInternational Co-operation & Exchange of InformationICOMar 09PDF Version