Part A
Past version: Effective from 01 Apr 2017 to 30 Jun 2017
To view other versions open the versions tab on the right
| Table of Contents | ||||
| Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'. | ||||
| Module Title |
Module Code |
Date last changed |
||
| Introduction | User's Guide | UG | Oct 16 | PDF Version |
| Executive Summary | ES | (to be issued) | ||
| Institutions | Markets and Exchanges | MAE | Jul 16 | PDF Version |
| Clearing, Settlement and Depository | CSD | Jul 16 | PDF Version | |
| Market Intermediaries and Representatives | MIR | Jul 16 | PDF Version | |
| Collective Investment Undertakings | [Replaced by Volume 7 in April 2012] | CIU | Apr 12 | |
| Market Standards | Offering of Securities | OFS | Apr 16 | PDF Version |
| Take-overs, Mergers and Acquisitions | TMA | Apr 13 | PDF Version | |
| Prohibition of Market Abuse and Manipulation | MAM | Nov 10 | PDF Version | |
| Market Surveillance, Investigation & Enforcement | MIE | Nov 10 | PDF Version | |
| Anti-Money Laundering & Combating Financial Crime | AML | Apr 17 | PDF Version | |
| Ongoing Obligations | Listing Requirements | LIR | (to be issued) | |
| Disclosure Requirements | DIS | (to be issued) | ||
| High Level Standards | High-Level Controls (Corporate Governance) | HC | Apr 17 | PDF Version |
| Dispute Resolution and Investor Protection | Dispute Resolution, Arbitration and Disciplinary Proceedings | DRA | Jul 10 | PDF Version |
| International Co-operation | International Co-operation & Exchange of Information | ICO | Mar 09 | PDF Version |