Part A

Past version: Effective from 01 Jan 2020 to 31 Mar 2020
To view other versions open the versions tab on the right


Table of Contents
Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'.
  Module Title Module
Date last
Introduction User's Guide UG Oct 16 PDF Version
Executive Summary ES (to be issued)  
Institutions Markets and Exchanges MAE Oct 19 PDF Version
Clearing, Settlement and Depository CSD Apr 18 PDF Version
Market Intermediaries and Representatives MIR Oct 19 PDF Version
Crypto-Asset CRA Jan 20 PDF Version
Collective Investment Undertakings [Replaced by Volume 7 in April 2012] CIU Apr 12  
Market Standards Offering of Securities OFS July 18 PDF Version
Take-overs, Mergers and Acquisitions TMA Oct 19 PDF Version
Prohibition of Market Abuse and Manipulation MAM Nov 10 PDF Version
Market Surveillance, Investigation & Enforcement MIE Nov 10 PDF Version
Anti-Money Laundering & Combating Financial Crime AML Jan 20 PDF Version
Ongoing Obligations Listing Requirements LIR (to be issued)  
Disclosure Requirements DIS (to be issued)  
High Level Standards High-Level Controls (Corporate Governance) HC Apr 17 PDF Version
Dispute Resolution and Investor Protection Dispute Resolution, Arbitration and Disciplinary Proceedings DRA Jan 20 PDF Version
International Co-operation International Co-operation & Exchange of Information ICO Mar 09 PDF Version