CSD — Clearing, Settlement and Depository
- CSD-A Introduction
- CSD-B Scope of Application
- CSD-1 Establishment of Clearing House and Central Depository Facilities
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CSD-2 Clearing House and Central Depository Function
- CSD-2.1 Clearing House Function
- CSD-2.2 Settlement by Clearing House
- CSD-2.3 Arrangements for Depository Services
- CSD-2.4 Central Depository Function
- CSD-2.5 Authorised Depository Participant
- CSD-2.6 Provisions Relating to Immobilised Securities
- CSD-2.7 Dematerialisation and Central Registry Function
- CSD-2.8 Entries in Securities Accounts
- CSD-2.9 Proceedings of Licensed Clearing House and Licensed Central Depository Take Precedence Over Law of Insolvency
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CSD-3 Obligations of a Clearing House and Central Depository
- CSD-3.1 General Obligations of a Clearing House and Central Depository
- CSD-3.2 Obligation to Maintain Confidentiality
- CSD-3.3 Business Continuity Plan
- CSD-3.4 Transmission and Storage of User Information
- CSD-3.5 Regulation of Clearing and Deposit Fees of Licensed Clearing Houses and Licensed Central Depositories
- CSD-3.6 Inspection, Accounting and Internal Audit
- CSD-3.7 Specific Obligations of a Clearing House
- CSD-3.8 Permissible Use of Customers' Money and Assets by Licensed Clearing House
- CSD-3.9 Permissible Investments of Customers' Money and Assets by Licensed Clearing House
- CSD-3.10 Specific Obligations of a Licensed Central Depository
- CSD-3.11 Duty Not to Acquire or Deal in Deposited Securities by a Licensed Central Depository
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CSD-4 Business Rules of a Licensed Clearing House and Licensed Central Depository
- CSD-4.1 Business Rules of Licensed Clearing Houses and Licensed Central Depositories
- CSD-4.2 Content of Rules of Licensed Clearing Houses and Licensed Central Depositories
- CSD-4.3 Business Rules Specific to a Licensed Central Depository
- CSD-4.4 Amendment of Business Rules
- CSD-4.5 Non-Compliance with Business Rules Not to Substantially Affect Rights of Person
- CSD-4.6 Determination of Position Limits
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CSD-5 Administrative Provisions Applicable to Clearing House or Central Depository
- CSD-5.1 Control of Substantial Shareholding in Licensed Clearing Houses or Licensed Central Depositories
- CSD-5.2 Application and Criteria for Approval to Acquire Substantial Shareholding
- CSD-5.3 Authorisation of Approved Persons
- CSD-5.4 Listing of Licensed Clearing House and Licensed Central Depository on Securities Market
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CSD-6: Powers of CBB
- CSD-6.1 Power to Impose Conditions or Restrictions
- CSD-6.2 Power of CBB to Issue Directions
- CSD-6.3 Emergency Powers of CBB
- CSD-6.4 Power of CBB to Remove Officers
- CSD-6.5 Criteria to Determine Failure to Discharge Duties or Functions by Officers
- CSD-6.6 Additional Powers of CBB in Respect of Auditors
- CSD-6.7 Power of Court to Order Observance or Enforcement of Business Rules
- CSD-6.8 Immunity