Market Standards
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OFS — Offering of Securities
- OFS-A Introduction
- OFS-B Scope of Application
- OFS-1 Issuance of Securities
- OFS-2 Offering of Securities
- OFS-3 Capital Market Advisory Services Provider
- OFS-4 Submission of Offering Application with CBB
- OFS-5 Offering Documents
- OFS-6 Registration of Prospectus and Offering Documents
- OFS-7 Distribution and Subscription
- OFS-8 Fees and Charges
- TMA — Take-overs, Mergers and Acquisitions
- MAM — Prohibition of Market Abuse and Manipulation
- MIE — Market Surveillance, Investigation & Enforcement
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AML — Anti-Money Laundering & Combating Financial Crime
- AML-A Introduction
- AML-B Scope of Application
- AML-C Risk Based Approach
- AML-C.1 Introduction
- AML-C.1.1
- AML-C.1.2
- AML-C.1.3
- AML-C.1.4
- AML-C.2 Risk Assessment
- AML-C.2.1
- AML-C.2.2
- AML-C.2.3
- AML-C.2.4
- Customer Risk Profile
- AML-C.2.5
- AML-C.2.6
- AML-C.3 Risk Management and Mitigation
- AML-C.3.1
- AML-C.3.2
- AML-C.3.3
- AML-1 Customer Due Diligence
- AML-2 AML/CFT Systems and Controls
- AML-3 Money Laundering Reporting Officer (MLRO)
- AML-4 Suspicious Transaction Reporting
- AML-5 Staff Training and Recruitment
- AML-6 Record Keeping
- AML-7 General Requirements in Relation to Securities
- AML-8 Acceptance of Cash
- AML-9 NCCT Measures and Terrorist Financing
- AML-10 Enforcement Measures
- AML-11 AML/CFT Guidance and Best Practice
- AML-12 Fraud