OFS-3 Capital Market Advisory Services Provider
- OFS-3.1 Capital Market Advisory Services Provider
-
OFS-3.2 General Eligibility
- Incorporation, Licensing and Acceptance
- Ability to Provide the Service
- Controlled Functions
- Appointment, Change, Termination
- Transparency and Disclosure
- Independency and Avoidance of Conflict of Interest
- Confidentiality and Prohibition of Insider Trading
- Reporting and Notification to the CBB
- Declaration and Accountability
- CBB Approval
- OFS-3.3 Role and Responsibilities of the Appointed Advisors
- OFS-3.4 Role and Responsibilities of Auditor and Independent Reporting Accountant on Financial Projections
- OFS-3.5 Role and Responsibilities of Trustees and Custodians
- OFS-3.6 Role and Responsibilities of the Underwriter
- OFS-3.7 Role and Responsibilities of the Paying Agent
- OFS-3.8 Role and Responsibilities of the Shari'a Advisor
- OFS-3.9 Role and Responsibilities of the Legal Advisor
- OFS-3.10 Role and Responsibilities of the Receiving Bank
- OFS-3.11 Role and Responsibilities of the Securities Ownership Transfer Agent
- OFS-3.12 Role and Responsibilities of Other Experts or Advisors