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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
      • Market Standards
        • OFS — Offering of Securities
          • OFS-A Introduction
          • OFS-B Scope of Application
          • OFS-1 Issuance of Securities
          • OFS-2 Offering of Securities
          • OFS-3 Capital Market Advisory Services Provider
            • OFS-3.1 Capital Market Advisory Services Provider
            • OFS-3.2 General Eligibility
              • Incorporation, Licensing and Acceptance
              • Ability to Provide the Service
              • Controlled Functions
              • Appointment, Change, Termination
              • Transparency and Disclosure
              • Independency and Avoidance of Conflict of Interest
              • Confidentiality and Prohibition of Insider Trading
              • Reporting and Notification to the CBB
              • Declaration and Accountability
              • CBB Approval
            • OFS-3.3 Role and Responsibilities of the Appointed Advisors
            • OFS-3.4 Role and Responsibilities of Auditor and Independent Reporting Accountant on Financial Projections
            • OFS-3.5 Role and Responsibilities of Trustees and Custodians
            • OFS-3.6 Role and Responsibilities of the Underwriter
            • OFS-3.7 Role and Responsibilities of the Paying Agent
            • OFS-3.8 Role and Responsibilities of the Shari'a Advisor
            • OFS-3.9 Role and Responsibilities of the Legal Advisor
            • OFS-3.10 Role and Responsibilities of the Receiving Bank
            • OFS-3.11 Role and Responsibilities of the Securities Ownership Transfer Agent
            • OFS-3.12 Role and Responsibilities of Other Experts or Advisors
          • OFS-4 Submission of Offering Application with CBB
          • OFS-5 Offering Documents
          • OFS-6 Registration of Prospectus and Offering Documents
          • OFS-7 Distribution and Subscription
          • OFS-8 Fees and Charges
        • TMA — Take-overs, Mergers and Acquisitions
        • MAM — Prohibition of Market Abuse and Manipulation
        • MIE — Market Surveillance, Investigation & Enforcement
        • AML — Anti-Money Laundering & Combating Financial Crime
        • TC — Training and Competency
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Market Standards
  4. OFS — Offering of Securities
  5. OFS-3 Capital Market Advisory Services Provider
  6. OFS-3.2 General Eligibility
  Versions

 
‹ OFS-3.1.2 Incorporation, Licensing and Acceptance ›

OFS-3.2 General Eligibility

  • Incorporation, Licensing and Acceptance
    • OFS-3.2.1
    • OFS-3.2.2
    • OFS-3.2.3
  • Ability to Provide the Service
    • OFS-3.2.4
  • Controlled Functions
    • OFS-3.2.5
    • OFS-3.2.6
    • OFS-3.2.7
  • Appointment, Change, Termination
    • OFS-3.2.8
    • OFS-3.2.9
    • OFS-3.2.10
    • OFS-3.2.11
    • OFS-3.2.12
  • Transparency and Disclosure
    • OFS-3.2.13
    • OFS-3.2.14
    • OFS-3.2.15
    • OFS-3.2.16
    • OFS-3.2.17
    • OFS-3.2.18
  • Independency and Avoidance of Conflict of Interest
    • OFS-3.2.19
    • OFS-3.2.20
  • Confidentiality and Prohibition of Insider Trading
    • OFS-3.2.21
    • OFS-3.2.22
  • Reporting and Notification to the CBB
    • OFS-3.2.23
  • Declaration and Accountability
    • OFS-3.2.24
  • CBB Approval
    • OFS-3.2.25
‹ OFS-3.1.2 Incorporation, Licensing and Acceptance ›

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