MAM — Prohibition of Market Abuse and Manipulation
- MAM-A Introduction
- MAM-B Scope of Application
- MAM-1 Accepted Market Practices
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MAM-2 Prohibited Conduct in Possession of Inside Information
- MAM-2.1 Prohibited Conduct with respect to Possession of Inside Information
- MAM-2.2 Prohibited Conduct of Permanent Insiders
- MAM-2.3 Prohibited Conduct by Other Persons in Possession of Inside Information
- MAM-2.4 Not Necessary to Prove Intention to Use
- MAM-2.5 Exception for Redemption of Units in a Collective Investment Scheme
- MAM-2.6 Exception for Underwriters
- MAM-2.7 Attribution of Knowledge within Companies
- MAM-2.8 Attribution of Knowledge with Partnerships and Limited Liability Partnership
- MAM-2.9 Exception for Knowledge of Person's Own Intentions Or Activities
- MAM-2.10 Exception for Companies and its Officers, etc.
- MAM-2.11 Unsolicited Transactions by the Holder of a CBB License
- MAM-2.12 Parity of Information
- MAM-2.13 Defences
- MAM-2.14 Restrictions on Insider's Trading
- MAM-2.15 Obligations of Insiders, Listed Companies and Brokerage Firms
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MAM-3 Prohibited Market Conduct
- MAM-3.1 Prohibited Market Conduct
- MAM-3.2 False Trading and Market Rigging Transactions
- MAM-3.3 Fraudulent Dealings
- MAM-3.4 Dissemination of Information about Illegal Transactions
- MAM-3.5 False or Misleading Statements
- MAM-3.6 Price Manipulation
- MAM-3.7 Continuous Disclosure
- MAM-3.8 Fraudulent and Manipulative Practices in Offering Or Issuing Securities
- MAM-3.9 Prohibited Conduct — Futures Contract and Leveraged Foreign Exchange Trading
- MAM-3.10 Methods of Market Abuse and Manipulation
- MAM-3.11 Motives and Parties Involved in Market Manipulation
- MAM-3.12 Error Trades
- MAM-3.13 Defences
- MAM-4 Exemption for Price Stabilization
- MAM-5 Penalty for Contravention