‹ MIE — Market Surveillance, Investigation & Enforcement MIE-A.1 Purpose › MIE-A Introduction MIE-A.1 Purpose Executive Summary The CBB's Enforcement Responsibilities The CBB's Approach to Enforcement Legal Basis MIE-A.2 Module History Evolution of Module Superseded Requirements MIE-A.3 Interaction with Other Modules MIE-A.3.1 MIE-A.4 Division of Responsibilities MIE-A.4.1 MIE-A.4.2 MIE-A.4.3 MIE-A.4.4 MIE-A.4.5 Role of Other Capital Market Service Providers Reporting of Irregular Transactions Records of Telephone Conversations and Electronic Communications ‹ MIE — Market Surveillance, Investigation & Enforcement MIE-A.1 Purpose ›
