Part A

Past version: Effective from 12 Jul 2010 to 10 Nov 2010
To view other versions open the versions tab on the right


Table of Contents
Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'.
  Module Title Module
Code
Date last
changed
 
Introduction User's Guide UG Apr 07 PDF Version
Executive Summary ES (to be issued)  
Institutions Markets and Exchanges MAE Oct 08 PDF Version
Clearing, Settlement and Depository CSD Apr 09 PDF Version
Market Intermediaries and Representatives MIR Dec 09 PDF Version
Collective Investment Undertakings Collective Investment Undertakings CIU Jul 07 PDF Version
Market Standards Offering of Securities OFS (to be issued)  
Take-overs, Mergers and Acquisitions TMA Jan 09 PDF Version
Market Abuse & Manipulation MAM Apr 09 PDF Version
Market Surveillance, Investigation & Enforcement MIE Nov 09 PDF Version
Anti-Money Laundering & Financial Crime AML (to be issued)  
Ongoing Obligations Listing Requirements LIR (to be issued)  
Disclosure Requirements DIS (to be issued)  
Corporate Governance COG (to be issued)  
Dispute Resolution and Investor Protection Dispute Resolution, Arbitration and Disciplinary Proceedings DRA July 2010 PDF Version
International Co-operation International Co-operation & Exchange of Information ICO Mar 09 PDF Version