Introduction
|
User's Guide
|
UG
|
Apr 07
|
PDF Version
|
Executive Summary
|
ES
|
(to be issued)
|
|
Institutions
|
Markets and Exchanges
|
MAE
|
Oct 08
|
PDF Version
|
Clearing, Settlement and Depository
|
CSD
|
Apr 09
|
PDF Version
|
Market Intermediaries and Representatives
|
MIR
|
Dec 09
|
PDF Version
|
Collective Investment Undertakings
|
Collective Investment Undertakings
|
CIU
|
Jul 07
|
PDF Version
|
Market Standards
|
Offering of Securities
|
OFS
|
(to be issued)
|
|
Take-overs, Mergers and Acquisitions
|
TMA
|
Jan 09
|
PDF Version
|
Prohibition of Market Abuse and Manipulation
|
MAM
|
Nov 10
|
PDF Version
|
Market Surveillance, Investigation & Enforcement
|
MIE
|
Nov 10
|
PDF Version
|
Anti-Money Laundering & Combating Financial Crime
|
AML
|
Jul 11
|
PDF Version
|
Ongoing Obligations
|
Listing Requirements
|
LIR
|
(to be issued)
|
|
Disclosure Requirements
|
DIS
|
(to be issued)
|
|
High Level Standards
|
High-Level Controls (Corporate Governance)
|
HC
|
Jan 12
|
PDF Version
|
Dispute Resolution and Investor Protection
|
Dispute Resolution, Arbitration and Disciplinary Proceedings
|
DRA
|
Jul 10
|
PDF Version
|
International Co-operation
|
International Co-operation & Exchange of Information
|
ICO
|
Mar 09
|
PDF Version
|