Part A
Table of Contents | ||||
Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'. | ||||
Module Title |
Module Code |
Date last changed |
||
Introduction | User's Guide | UG | Apr 07 | PDF Version |
Executive Summary | ES | (to be issued) | ||
Institutions | Markets and Exchanges | MAE | Oct 08 | PDF Version |
Clearing, Settlement and Depository | CSD | Apr 09 | PDF Version | |
Market Intermediaries and Representatives | MIR | Dec 09 | PDF Version | |
Collective Investment Undertakings | Collective Investment Undertakings | CIU | Jul 07 | PDF Version |
Market Standards | Offering of Securities | OFS | (to be issued) | |
Take-overs, Mergers and Acquisitions | TMA | Jan 09 | PDF Version | |
Market Abuse & Manipulation | MAM | Apr 09 | PDF Version | |
Market Surveillance, Investigation & Enforcement | MIE | Nov 09 | PDF Version | |
Anti-Money Laundering & Financial Crime | AML | (to be issued) | ||
Ongoing Obligations | Listing Requirements | LIR | (to be issued) | |
Disclosure Requirements | DIS | (to be issued) | ||
Corporate Governance | COG | (to be issued) | ||
Enforcement & Redress | Investor Complaints | INC | (to be issued) | |
Investor Protection | INP | (to be issued) | ||
Dispute Resolution | DIR | (to be issued) | ||
International Co-operation | International Co-operation & Exchange of Information | ICO | Mar 09 | PDF Version |