Part A
Past version: Effective from 11 Nov 2010 to 30 Jun 2011
To view other versions open the versions tab on the right
| Table of Contents | ||||
| Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'. | ||||
| Module Title |
Module Code |
Date last changed |
||
| Introduction | User's Guide | UG | Apr 07 | PDF Version |
| Executive Summary | ES | (to be issued) | ||
| Institutions | Markets and Exchanges | MAE | Oct 08 | PDF Version |
| Clearing, Settlement and Depository | CSD | Apr 09 | PDF Version | |
| Market Intermediaries and Representatives | MIR | Dec 09 | PDF Version | |
| Collective Investment Undertakings | Collective Investment Undertakings | CIU | Jul 07 | PDF Version |
| Market Standards | Offering of Securities | OFS | (to be issued) | |
| Take-overs, Mergers and Acquisitions | TMA | Jan 09 | PDF Version | |
| Prohibition of Market Abuse and Manipulation | MAM | Nov 10 | PDF Version | |
| Market Surveillance, Investigation & Enforcement | MIE | Nov 10 | PDF Version | |
| Anti-Money Laundering & Combating Financial Crime | AML | Oct 10 | PDF Version | |
| Ongoing Obligations | Listing Requirements | LIR | (to be issued) | |
| Disclosure Requirements | DIS | (to be issued) | ||
| Corporate Governance | COG | (to be issued) | ||
| Dispute Resolution and Investor Protection | Dispute Resolution, Arbitration and Disciplinary Proceedings | DRA | July 2010 | PDF Version |
| International Co-operation | International Co-operation & Exchange of Information | ICO | Mar 09 | PDF Version |