MIE-2.1.2
When necessary, the
(a) Nature or position of the business of the capital market service provider ;
(b) A particular aspect of the businesses of the capital market service provider ;
(c) The ownership or control of the capital market service provider ;
(d) Whether the capital market service provider is practicing the very business licensed thereto, and assessing to what extent the capital market service provider is abiding, in providing the said business, by the provisions of the law and the terms and conditions of the licence.
(e) Whether the capital market service provider is carrying out unlicensed business;
(f) Whether the listed companies are abiding by the procedures and principles of listing referred to in paragraph (c) of Article 86 of the CBB Law.
The
Amended: July 2021