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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
      • Market Standards
        • OFS — Offering of Securities
        • TMA — Take-overs, Mergers and Acquisitions
        • MAM — Prohibition of Market Abuse and Manipulation
        • MIE — Market Surveillance, Investigation & Enforcement
          • MIE-A Introduction
          • MIE-B Scope of Application
          • MIE-1 Market Surveillance
          • MIE-2 Formal Investigation
            • MIE-2.1 Scope of Investigation
            • MIE-2.2 Ordering a Formal Investigation
            • MIE-2.3 Investigation Proceedings
              • Request for Information and Documents
              • Requirement to Appear for Examination
              • Proceedings at Examination
              • Requirements Made of Examinee
              • Examination to Take Place in Private
              • Record of Examination
              • Giving Copies of Record to Other Persons
              • Copies Given Subject to Conditions
              • Record to Accompany Report
              • Offences
              • Powers to Obtain Information
              • Information and Records from Telecommunications Operators
            • MIE-2.4 Investigation Report
            • MIE-2.5 Judicial Investigation
          • MIE-3 Enforcement
          • MIE-4: Financial Penalties
          • Appendices
        • AML — Anti-Money Laundering & Combating Financial Crime
        • TC — Training and Competency
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Market Standards
  4. MIE — Market Surveillance, Investigation & Enforcement
  5. MIE-2 Formal Investigation
  6. MIE-2.3 Investigation Proceedings
  Versions

 
‹ MIE-2.2.12 Request for Information and Documents ›

MIE-2.3 Investigation Proceedings

  • Request for Information and Documents
    • MIE-2.3.1
  • Requirement to Appear for Examination
    • MIE-2.3.2
  • Proceedings at Examination
    • MIE-2.3.3
  • Requirements Made of Examinee
    • MIE-2.3.4
  • Examination to Take Place in Private
    • MIE-2.3.5
  • Record of Examination
    • MIE-2.3.6
  • Giving Copies of Record to Other Persons
    • MIE-2.3.7
  • Copies Given Subject to Conditions
    • MIE-2.3.8
  • Record to Accompany Report
    • MIE-2.3.9
  • Offences
    • MIE-2.3.10
  • Powers to Obtain Information
    • MIE-2.3.11
    • MIE-2.3.12
    • MIE-2.3.13
    • MIE-2.3.14
    • MIE-2.3.15
    • MIE-2.3.16
  • Information and Records from Telecommunications Operators
    • MIE-2.3.17
‹ MIE-2.2.12 Request for Information and Documents ›

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