MIR-2.2.3

Past version: Effective from 15 Dec 2009 to 31 Mar 2013
To view other versions open the versions tab on the right

Under this Module, a person may apply to the CBB to be:

(1) A licensed discount broker;
(2) A licensed broker;
(3) A licensed dealer;
(4) A licensed broker-dealer;
(5) A licensed clearing member;
(6) An exempted broker-dealer;
(7) An exempted clearing member.
Adopted January 2010