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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
        • MAE — Markets and Exchanges
        • CSD — Clearing, Settlement and Depository
        • MIR Market Intermediaries and Representatives License
          • MIR-A Introduction
          • MIR-B Scope
          • MIR-1 Legal Basis and Regulated Activities
          • MIR-2 Licensing
            • MIR-2.1 Licensing Requirements
            • MIR-2.2 Application for License
              • MIR-2.2.1
              • MIR-2.2.2
              • MIR-2.2.3
              • MIR-2.2.4
              • MIR-2.2.4A
              • MIR-2.2.5
              • MIR-2.2.6
              • MIR-2.2.7
              • MIR-2.2.8
              • MIR-2.2.8A
              • MIR-2.2.8B
              • MIR-2.2.8C
              • MIR-2.2.9
              • MIR-2.2.10
              • MIR-2.2.11
              • MIR-2.2.11A
              • MIR-2.2.11B
              • MIR-2.2.12
              • MIR-2.2.12A
              • MIR-2.2.12B
              • MIR-2.2.13
              • MIR-2.2.14
              • MIR-2.2.15
              • MIR-2.2.16
              • MIR-2.2.17
              • Licensing of Members
            • MIR 2.3 Exempted Broker-Dealer and Exempted Clearing Member [This Section was deleted in April 2013]
            • MIR 2.4 Power of CBB to Revoke Exemption [This Section was deleted in April 2013].
            • MIR 2.5 Criteria for Granting License
            • MIR 2.6 Surrender of License or Cessation of Activities or Services
            • MIR 2.7 Cancellation or Amendment of License
            • MIR 2.8 Annual Fees Payable by a Licensed Member
            • MIR 2.9 Publication of the Decision to Grant, Cancel or Amend a License
            • MIR 2.10 Place of Business
          • MIR-3 Authorisation
          • MIR-4 Business Standards and Ongoing Obligations
          • MIR-5 Substantial Shareholding in a Licensed Member
          • MIR-6 Control of a Licensed Member
          • MIR-7 Business Transfer
          • MIR-8 Listing of a Licensed Member
          • MIR-9 Emergency Powers of the CBB
        • CRA Crypto-Asset
        • SIO Stablecoin Issuance & Offering
      • Market Standards
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Institutions
  4. MIR Market Intermediaries and Representatives License
  5. MIR-2 Licensing
  6. MIR-2.2 Application for License
  7. MIR-2.2.6
  Versions

 
  • Dec 15 2009 - Mar 31 2013
  • Apr 01 2013
‹ MIR-2.2.5 MIR-2.2.7 ›

MIR-2.2.6

The licensed brokers may undertake:

(a) Trading in securities as agent;
(b) Arranging transactions in securities as an agent.
Amended: April 2013
Adopted January 2010
‹ MIR-2.2.5 MIR-2.2.7 ›

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