Custom print

AU-1.2.2

Past version: Effective from 01 Jan 2011 to 31 Dec 2015
To view other versions open the versions tab on the right

Controlled functions are those of:

(a) Director;
(b) Chief Executive or General Manager;
(c) Head of function;
(d) Compliance officer;
(e) Money Laundering Reporting Officer;
(f) [Subparagraph deleted in January 2011];
(g) Member of Shari'a Supervisory Board (where applicable);
(h) Financial Instruments Trader; and
(i) Investment consultant or investment adviser.
Amended: January 2011
Amended: October 2009
July 2007