AU-1.2.2

Past version: Effective from 01 Jul 2007 to 30 Sep 2009
To view other versions open the versions tab on the right

Controlled functions are those of:

(a) Director;
(b) Chief Executive or General Manager;
(c) Head of function;
(d) Compliance officer;
(e) Money Laundering Reporting Officer;
(f) Member of Shari'a Supervisory Board (where applicable);
(g) Financial Instruments Trader; and
(h) Investment consultant or investment adviser.
Amended: July 2007