AU-1.2.2
Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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Controlled functions are those of:
(a) Director ;
(b) Chief Executive or General Manager ;
(c) Head of function ;
(d) Compliance officer;
(e) Money Laundering Reporting Officer;
(f) Member of Shari'a Supervisory Board (where applicable);
(g) Financial Instruments Trader ; and
(h) Investment consultant or investment adviser .