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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
        • AU Authorisation
          • AU-A Introduction
          • AU-B Scope of Application
          • AU-1 Authorisation Requirements
          • AU-2 Licensing Conditions
          • AU-3 Approved Persons Conditions
          • AU-4 [This Chapter deleted 07/2007]
          • AU-5 Information Requirements and Processes
            • AU-5.1 Licensing
            • AU-5.2 Approved Persons
            • AU-5.3 [This Section deleted 07/2007]
            • AU-5.4 Amendment of Authorisation
            • AU-5.5 Cancellation of Authorisation
            • AU-5.6 Publication of the Decision to Grant, Cancel or Amend a License
          • AU-6 License Fees
          • Appendix AU-1: Requirements for Regulated Investment Services Involving Crypto Assets
        • PB Principles of Business
        • HC High-Level Controls
        • AA Auditors and Accounting Standards
        • GR General Requirements
      • Business Standards
      • Reporting Requirements
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. High Level Standards
  4. AU Authorisation
  5. AU-5 Information Requirements and Processes
  Versions

 
‹ AU-4.5.2 AU-5.1 Licensing ›

AU-5 Information Requirements and Processes

  • AU-5.1 Licensing
    • Application Form and Documents
    • Licensing Process and Timelines
    • Granting or Refusal of License
    • Starting Operations
  • AU-5.2 Approved Persons
    • Prior Approval Requirements and Process
    • Assessment of Application
    • Appeal Process
    • Notification Requirements and Process
  • AU-5.3 [This Section deleted 07/2007]
    • AU-5.3.1
    • AU-5.3.2
    • AU-5.3.3
  • AU-5.4 Amendment of Authorisation
    • Licenses
    • Approved Persons
  • AU-5.5 Cancellation of Authorisation
    • Voluntary Surrender of a License or Closure of a Branch
    • Cancellation of a License by the CBB
    • Cancellation of Approved Person Status
  • AU-5.6 Publication of the Decision to Grant, Cancel or Amend a License
    • AU-5.6.1
    • AU-5.6.2
    • AU-5.6.3
‹ AU-4.5.2 AU-5.1 Licensing ›

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