AU-1.2.2
(a) Director ;
(b) Chief Executive or General Manager ;
(c) Head of function ;
(d) Compliance officer;
(e) Money Laundering Reporting Officer;
(f) [Subparagraph deleted in January 2011];
(g) [Subparagraph deleted in January 2021];
(h) Financial Instruments Trader ; and
(i) Investment consultant or investment adviser .
Amended: January 2021
Amended: April 2018
Amended: January 2016
Amended: January 2011
Amended: October 2009
July 2007
Amended: April 2018
Amended: January 2016
Amended: January 2011
Amended: October 2009
July 2007