Past version: Effective from 01 Jan 2014 to 30 Sep 2017
To view other versions open the versions tab on the right

In addition to incorporation and licensing, the CBB will review the ability of the advisor to provide the service. The CBB will consider the following in such determination:

(a) Historical records and prior performance;
(b) Maintenance of systems and controls set-up by the advisor; and
(c) Number of suitably experienced and qualified employees.
January 2014