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OFS-3.2.4

Past version: Effective from 01 Jan 2014 to 30 Sep 2017
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In addition to incorporation and licensing, the CBB will review the ability of the advisor to provide the service. The CBB will consider the following in such determination:

(a) Historical records and prior performance;
(b) Maintenance of systems and controls set-up by the advisor; and
(c) Number of suitably experienced and qualified employees.
January 2014