AML-1.8.3

Past version: Effective from 01 Jul 2016 to 30 Sep 2021
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The Capital Market Service Provider must perform periodic reviews ensuring that any introducer on which it relies is in compliance with the FATF Recommendations. Where the introducer is resident in another jurisdiction, the Capital Market Service Provider must also perform periodic reviews to verify whether the jurisdiction is in compliance with the FATF Recommendations.

Amended: July 2016
October 2010