AML-1.8.3

Past version: Effective from 01 Oct 2010 to 30 Jun 2016
To view other versions open the versions tab on the right

The Capital Market Service Provider must perform periodic reviews ensuring that any introducer on which it relies is in compliance with the FATF 40+9 Recommendations. Where the introducer is resident in another jurisdiction, the Capital Market Service Provider must also perform periodic reviews to verify whether the jurisdiction is in compliance with the FATF 40+9 Recommendations.

October 2010