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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
      • Market Standards
        • OFS — Offering of Securities
        • TMA — Take-overs, Mergers and Acquisitions
        • MAM — Prohibition of Market Abuse and Manipulation
        • MIE — Market Surveillance, Investigation & Enforcement
        • AML — Anti-Money Laundering & Combating Financial Crime
          • AML-A Introduction
          • AML-B Scope of Application
          • AML-C Risk Based Approach
          • AML-1 Customer Due Diligence Requirements
            • AML-1.1 General Requirements
            • AML-1.2 Face-to-Face Business
            • AML-1.3 Enhanced Customer Due Diligence: General Requirements
            • AML-1.4 Enhanced Customer Due Diligence: Non Face-to-Face Business and New Technologies
            • AML-1.5 Enhanced Customer Due Diligence: Politically Exposed Persons ('PEPs')
            • AML-1.6 Enhanced Due Diligence: Charities, Clubs and Other Societies
            • AML-1.7 Enhanced Due Diligence: 'Pooled Funds'
            • AML-1.8 Introduced Business from Professional Intermediaries
              • AML-1.8.1
              • AML-1.8.2
              • AML-1.8.3
              • AML-1.8.4
            • AML-1.9 Shell Financial Institutions
            • AML-1.10 Simplified Customer Due Diligence
            • AML-1.11 Enhanced Due Diligence for Correspondent Accounts
            • AML-1.12 Reliance on Third Parties for Consumer Due Diligence
          • AML-2 AML/CFT Systems and Controls
          • AML-3 Money Laundering Reporting Officer (MLRO)
          • AML-4 Suspicious Transaction Reporting
          • AML-5 Staff Training and Recruitment
          • AML-6 Record Keeping
          • AML-7 General Requirements in Relation to Securities
          • AML-8 Acceptance of Cash
          • AML-9 NCCT Measures and Terrorist Financing
          • AML-10 Enforcement Measures
          • AML-11 AML/CFT Guidance and Best Practice
          • AML-12 Fraud
        • TC — Training and Competency
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Market Standards
  4. AML — Anti-Money Laundering & Combating Financial Crime
  5. AML-1 Customer Due Diligence Requirements
  6. AML-1.8 Introduced Business from Professional Intermediaries
  7. AML-1.8.4
  Versions

 
  • Oct 01 2010 - Jun 30 2016
  • Jul 01 2016 - Dec 31 2021
  • Jan 01 2022
‹ AML-1.8.3 AML-1.9 Shell Financial Institutions ›

AML-1.8.4

Should the Capital Market Licensees not be satisfied that the introducer is in compliance with the requirements of the FATF Recommendations, the Capital Market Licensees must not accept further introductions or discontinue the business relationship with the introducer.

Amended: January 2022
Amended: July 2016
Added: October 2010
‹ AML-1.8.3 AML-1.9 Shell Financial Institutions ›

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