AML-1.8.1

Past version: Effective from 01 Jan 2018 to 30 Sep 2021
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A Capital Market Service Provider must only accept customers introduced to it by other Capital Market Service Providers, financial institutions or intermediaries, if it has satisfied itself that the introducer concerned is subject to FATF-equivalent measures and customer due diligence measures. Where Capital Market Service Providers delegate part of the customer due diligence measures to an introducer, the responsibility for meeting the requirements of Chapters 1 and 2 remains with the Capital Market Service Provider, not the introducer.

Amended: January 2018
October 2010