A Capital Market Service Provider may only accept customers introduced to it by other Capital Market Service Providers, financial institutions or intermediaries, if it has satisfied itself that the introducer concerned is subject to FATF-equivalent customer due diligence measures. Where Capital Market Service Providers delegate part of the customer due diligence measures to an introducer, the responsibility for meeting the requirements of Chapters 1 and 2 remains with the Capital Market Service Provider, not the introducer.
October 2010