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AML-1.2.7

Past version: Effective from 01 Oct 2010 to 30 Sep 2017
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If the customer is a legal entity or a legal arrangement such as a company or trust, the Capital Market Service Provider must obtain and record the following information from original identification documents, databases, or websites, in hard copy or electronic form, to verify the customer's legal existence and structure:

(a) The entity's full name and other trading names used;
(b) Registration number (or equivalent);
(c) Legal form and status;
(d) Registered address and trading address (including a branch where applicable);
(e) Objectives and type of business activity;
(f) Date and place of incorporation or establishment;
(g) Telephone, fax number and email address;
(h) Regulatory body or listing body (for regulated activities such as financial services and listed companies);
(i) Name of external auditor (where applicable);
(j) Type of account, and nature and volume of anticipated business dealings with the Capital Market Service Provider;
(k) Source of funds; and
(l) Legal representative, such as Trustees or trusts.
October 2010