AML-1.2.7
If the customer is a legal entity or a legal arrangement such as a company or trust, the
(a) The entity's full name and other trading names used;
(b) Registration number (or equivalent);
(c) Legal form and status and proof of existence;
(d) Registered address and trading address (including a branch where applicable);
(e) Objectives and type of business activity;
(f) Date and place of incorporation or establishment;
(g) Telephone, fax number and email address;
(h) Regulatory body or listing body (for regulated activities such as financial services and listed companies);
(hh) The names of the relevant persons having a senior management position in the legal entity or legal arrangement;
(i) Name of external auditor (where applicable);
(j) Type of account, and nature and volume of anticipated business dealings with the Capital Market Licensee ;
(k) Source of funds; and
(l) Legal representative, such as Trustees or trusts.
Amended: January 2022
Amended: October 2017
Added: October 2010
Amended: October 2017
Added: October 2010