MIR-2.2.9

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The licensed clearing member (general) may undertake any regulated activities stipulated under Module CSD in general, and in particular:

(a) Facilitating the deposit of securities;

(b) Clearing and settlement of securities transactions as principal;

(c) Clearing and settlement of securities transactions as agent;

(d) Facilitating registration of dealings in deposited securities;

(e) Provide custody services to deposited securities;

(f) Facilitating netting of transactions in deposited securities;

(g) Facilitating securities lending, including repurchase agreements and other economically equivalent transactions;

(h) Finality of settlement;

(i) Facilitating margin trading; or

(j) Ensure achievement of Delivery versus Payment.

The licensed clearing house may restrict its members from undertaking part of the abovementioned regulated activities.

Amended: April 2013
Adopted January 2010