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MIR-2.2.8

The licensed broker-dealers may undertake:

(a) Trading in securities as principal;
(b) Trading in securities as agent;
(c) Arranging transactions in securities as principal and agent;
(d) Managing securities' portfolios;
(e) Depositing of securities;
(f) Advising on securities businesses;
(g) Providing market research and analysis.
Amended: April 2013
Adopted January 2010