Glossary of Defined Terms | Glossary of Terms | | Jan 2024 | PDF Version |
CBB Authorisation Forms | Form 1 | Application for a License | Jul 2018 | PDF Version |
Form 2 | Application for Authorisation of Controller | Apr 20 | PDF Version |
Form 3 | Application for Approved Person status | Jan 2022 | PDF Version |
Form 4 | C4 Investment Firms Authorisation | Jan 2022 | PDF Version |
Form 5 | Application for a License | Feb 2025 | PDF Version |
CBB Reporting Forms | QPR | Quarterly Prudential Return | Jan 2024 | MS Excel Version |
QPR Instructions | Jan 2020 | PDF Version |
QPR Glossary | Deleted in July 2012 | |
AGR | Annual Group Return | Under development |
STR | [Deleted in July 2016] | Jul 2016 | |
ALF | Annual License Fee | Jul 2013 | PDF Version |
Direct Debit Authorisation Form | Oct 2014 | PDF Version |
RM-1 | Cyber-Security Incident Report | Jan 2022 | PDF Version |
SAPR | Semi-Annual Prudential Return | Feb 2025 | MS Excel Version |
Supplementary Information | CA | Capital Adequacy |
CA-1 Bahrain Public Sector Entities, International Organisations & Multilateral Development Banks | Jan 2021 | PDF Version |
CL | Client Assets |
CL-(i) Agreed Upon Procedures | Jul 12 | PDF Version |
BR | CBB Reporting |
BR-1 Appointed Experts Report | Oct 11 | PDF Version |
BR-2 Requirements for Report on Private Placements | Jan 2020 | PDF Version |
FC | Financial Crime |
FC- (i) Amiri Decree Law No. 4 (2001) | Apr 2007 | PDF Version |
FC-(i)(a) Decree Law No. 54 (2006) | Jul 2007 | PDF Version |
FC-(i)(b) Decree Law No. 58 (2006) | Jul 2007 | PDF Version |
FC- (ii) UN Security Council Resolution 1373 (2001) | Apr 2007 | PDF Version |
FC- (iii) UN Security Council Resolution 1267 (1999) | Apr 2007 | PDF Version |
FC- (iv) Examples of Suspicious Transactions | Apr 2007 | PDF Version |
FC- (v) Guidance Notes | Apr 2007 | PDF Version |
FC- (vi) Agreed Upon Procedures | Oct 2019 | PDF Version |
BC | Business Conduct |
BC 1- Brokerage Fees Scale | Jan 2019 | PDF Version |
PD | Public Disclosure |
PD-1 Instructions for Publication of Press Releases | Jan 2020 | PDF Version |