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Part B

Past version: Effective from 01 Oct 2023 to 31 Dec 2023
To view other versions open the versions tab on the right

 

Table of Contents
 
Glossary of Defined TermsGlossary of Terms Oct 2023PDF Version
CBB Authorisation FormsForm 1Application for a LicenseJul 2018PDF Version
Form 2Application for Authorisation of ControllerApr 20PDF Version
Form 3Application for Approved Person statusJan 2022PDF Version
Form 4C4 Investment Firms AuthorisationJan 2022PDF Version
CBB Reporting FormsQPRQuarterly Prudential ReturnJan 2020MS Excel Version
QPR InstructionsJan 2020PDF Version
QPR GlossaryDeleted in July 2012 
AGRAnnual Group ReturnUnder development
STR[Deleted in July 2016]Jul 2016 
ALFAnnual License FeeJul 2013PDF Version
Direct Debit Authorisation FormOct 2014PDF Version
RM-1Cyber-Security Incident ReportJan 2022PDF Version
Supplementary InformationCACapital Adequacy
CA-1 Bahrain Public Sector Entities, International Organisations & Multilateral Development BanksJan 2021PDF Version
CLClient Assets
CL-(i) Agreed Upon ProceduresJul 12PDF Version
BRCBB Reporting
BR-1 Appointed Experts ReportOct 11PDF Version
BR-2 Requirements for Report on Private PlacementsJan 2020PDF Version
FCFinancial Crime
FC- (i) Amiri Decree Law No. 4 (2001)Apr 2007PDF Version
FC-(i)(a) Decree Law No. 54 (2006)Jul 2007PDF Version
FC-(i)(b) Decree Law No. 58 (2006)Jul 2007PDF Version
FC- (ii) UN Security Council Resolution 1373 (2001)Apr 2007PDF Version
FC- (iii) UN Security Council Resolution 1267 (1999)Apr 2007PDF Version
FC- (iv) Examples of Suspicious TransactionsApr 2007PDF Version
FC- (v) Guidance NotesApr 2007PDF Version
FC- (vi) Agreed Upon ProceduresOct 2019PDF Version
BCBusiness Conduct
BC 1- Brokerage Fees ScaleJan 2019PDF Version
PDPublic Disclosure
PD-1 Instructions for Publication of Press ReleasesJan 2020PDF Version