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CBB Rulebook: Contents

Central Bank of Bahrain and Financial Institutions Law 2006

Common Volume

Central Bank of Bahrain Volume 1—Conventional Banks

Central Bank of Bahrain Volume 2—Islamic Banks

Central Bank of Bahrain Volume 3—Insurance

Central Bank of Bahrain Volume 4—Investment Business
- Part A
- Part B
  - Glossary of Terms
    - Glossary History
    - [ A ]
    - [ B ]
    - [ C ]
    - [ D ]
    - [ E ]
    - [ F ]
    - [ G ]
    - [ H ]
    - [ I ]
    - [ J ]
    - [ K ]
    - [ L ]
    - [ M ]
    - [ N ]
    - [ O ]
    - [ P ]
    - [ Q ]
    - [ R ]
    - [ S ]
    - [ T ]
    - [ U ]
    - [ V ]
    - [ W ]
    - [ X ]
    - [ Y ]
    - [ Z ]
  - CBB Authorisation Forms
  - CBB Reporting Forms
  - Supplementary Information
- Quarterly Updates
- Ad-hoc Communications
- Archived Part A

Central Bank of Bahrain Volume 5—Specialised Licensees

Central Bank of Bahrain Volume 6—Capital Markets

Central Bank of Bahrain Volume 7—Collective Investment Undertakings

Bahrain Bourse (BHB) Material

Bahrain Anti Money Laundering Law 2001

Regulation Governing Collective Investment Schemes June 2003

Bahrain Stock Exchange Law 1987

Bahrain Financial Trust Law 2006

Bahrain Insurance Law 1987

Bahrain Monetary Agency Law 1973

Commercial Companies Law 2001

CBB Disclosure Standards

CBB Debt Securities Guidelines

Guidelines on Insiders

Ministerial Order — Money Laundering

CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings

CBB Regulations and Resolutions

The Corporate Governance Code of the Kingdom of Bahrain

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Central Bank of Bahrain Volume 4—Investment Business
Part B
Glossary of Terms

Versions

‹ Part B

Glossary History ›

Glossary of Terms

Glossary History
[ A ]
- Accredited Investor
- Administrator(s)
- Ancillary services provider(s)
- Appointed Expert(s)
- Appointed Representative(s)
- Approved Person(s)
- Authorised person(s)
[ B ]
- Bahrain domiciled CIU(s) (as defined under Volume 7)
- Bahraini investment firm licensee
- Beneficial Owner
- Beneficiary
- Beneficiary Financial Institution
- Bonds
- Branch(es)
[ C ]
- Category 1 investment firm
- Category 2 investment firm
- Category 3 investment firm
- Chief Executive, Chief Executive Officer or CEO
- Client
- Client Agreement
- Client Asset Protection Rules
- Client Assets
- Client Bank Account
- Client Money
- Close Links
- Closed-ended fund(s)
- Code
- Collective investment undertaking(s) (CIU(s))
- Conflict of interest
- Controlled function
- Controller
- Conventional bank licensee
- Custodian(s)
[ D ]
- Dated subordinated debt
- Dematerialised safe custody financial instruments
- Designated Bank
- Digital Financial Advice
- Director
[ E ]
- Eligible Third Party
- Executive director
- Expert investor
[ F ]
- Family
- Family (for the purpose of Family Office Services Module)
- Family Office Licensees
- Family Clients(for the purpose of Family Office Services Module)
- Financial instruments
- Financial Instruments Trader
- Financial Services (as used in Module AU)
- Futures
[ G ]
- General Manager
[ H ]
- Head of Function
- Home Supervisor
- Host Regulator / Supervisor
[ I ]
- Independent Director
- Initial Capital Requirement
- Insurance licensee
- Investigator
- Investment adviser
- Investment analyst
- Investment Business Code of Practice ('the Code')
- Investment consultant
- Investment firm license
- Investment firm licensee
- Investment Management
- Investment research
- Islamic bank licensee
- Islamic investment firm(s)
[ J ]
[ K ]
[ L ]
- Lead Supervisor
- Licensed exchange(s)
- Licensed Principal
- Licensees
- Listed Company
[ M ]
- Managing Director
- Mandates
- Market
- Market Counterparty
- Minimum capital requirements (as defined in Paragraph CA-1.2.7)
[ N ]
- Non-executive director
[ O ]
- Operator(s)
- Options
- Ordering Financial Institution
- Original term
- Originator
- Overseas Category 1 investment firm
- Overseas investment firm licensee
[ P ]
- Parent Undertaking
- Personal account transaction
- Politically Exposed Person ('PEP')
- Professional client
- Property
- Public Offering
[ Q ]
- Qualified by Exception
- Qualifying Custodian
[ R ]
- Real Time Promotion
- Registered administrator
- Registered persons
- Regulated banking services
- Regulated investment services
- Regulated Islamic banking services
- Regulatory Capital
- Regulatory Capital Requirement
- Relevant Authorities
- Relevant Operating Expenses
- Remuneration
- Reporting Accountant
- Representative office
- Retail Client
- Risk-based Capital Requirement(s)
[ S ]
- Senior Manager/Management
- Shareholders
- Shares
- Soft dollar agreement
- Specialised Licensee
- Subsidiary or Subsidiary undertaking
- Swaps
[ T ]
- Terms of business
- Third Party Related Distribution Rules
- Trilateral Meeting
[ U ]
- Ultimate Parent Undertaking
- Underwrite/Underwriting
- Unsolicited Real Time Promotion
[ V ]
[ W ]
- Warrant
- Wealth Management Advice
- Without delay
[ X ]
[ Y ]
[ Z ]

‹ Part B

Glossary History ›

CENTRAL BANK OF BAHRAIN

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Manama
Kingdom of Bahrain

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