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Administrator(s)

Administrators are persons who undertake the administration of financial instruments and other assets, for a third party. Administration may include the following activities:

(a) Legal and fund management accounting services;
(b) Client enquiries;
(c) Valuation and pricing (including tax returns);
(d) Regulatory compliance monitoring;
(e) Maintenance of unit-holder register;
(f) Distribution of income;
(g) Issuance and redemption of holdings in a CIU;
(h) Contract settlements (including certificate dispatch); and
(i) Record-keeping.
Amended: July 2007