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Part B

 

Table of Contents
 
Glossary of Defined TermsGlossary of Terms Jun 2025PDF Version
CBB Authorisation FormsForm 1Application for a LicenseJul 2018PDF Version
Form 2Application for Authorisation of ControllerApr 20PDF Version
Form 3Application for Approved Person statusJan 2022PDF Version
Form 4C4 Investment Firms AuthorisationJan 2022PDF Version
Form 5Application for a LicenseFeb 2025PDF Version
CBB Reporting FormsQPRQuarterly Prudential ReturnJan 2024MS Excel Version
QPR InstructionsJan 2020PDF Version
QPR GlossaryDeleted in July 2012 
AGRAnnual Group ReturnUnder development
STR[Deleted in July 2016]Jul 2016 
ALFAnnual License FeeJul 2013PDF Version
Direct Debit Authorisation FormOct 2014PDF Version
RM-1Cyber-Security Incident ReportJan 2022PDF Version
SAPRSemi-Annual Prudential ReturnFeb 2025MS Excel Version
Supplementary InformationCACapital Adequacy
CA-1 Bahrain Public Sector Entities, International Organisations & Multilateral Development BanksJan 2021PDF Version
CLClient Assets
CL-(i) Agreed Upon ProceduresJul 12PDF Version
BRCBB Reporting
BR-1 Appointed Experts ReportOct 11PDF Version
BR-2 Requirements for Report on Private PlacementsJan 2020PDF Version
FCFinancial Crime
FC- (i) Amiri Decree Law No. 4 (2001)Apr 2007PDF Version
FC-(i)(a) Decree Law No. 54 (2006)Jul 2007PDF Version
FC-(i)(b) Decree Law No. 58 (2006)Jul 2007PDF Version
FC- (ii) UN Security Council Resolution 1373 (2001)Apr 2007PDF Version
FC- (iii) UN Security Council Resolution 1267 (1999)Apr 2007PDF Version
FC- (iv) Examples of Suspicious TransactionsApr 2007PDF Version
FC- (v) Guidance NotesApr 2007PDF Version
FC- (vi) Agreed Upon ProceduresOct 2019PDF Version
BCBusiness Conduct
BC 1- Brokerage Fees ScaleJan 2019PDF Version
PDPublic Disclosure
PD-1 Instructions for Publication of Press ReleasesJan 2020PDF Version