AU-5.2.6

Versions

Jun 30 2007
Jul 01 2007 - Mar 31 2008
Apr 01 2008 - Jun 30 2008
Jul 01 2008 - Sep 30 2009
Oct 01 2009

Past version: Effective from 01 Jul 2007 to 31 Mar 2008
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Investment firm licensees must immediately notify the CBB when an approved person ceases to hold a controlled function. In such cases, their approved person status is automatically withdrawn by the CBB.

Amended: July 2007

Location:

AU-5.2.6