AU-5.2.6

Versions

Jun 30 2007
Jul 01 2007 - Mar 31 2008
Apr 01 2008 - Jun 30 2008
Jul 01 2008 - Sep 30 2009
Oct 01 2009

Past version: Effective from 18 Jul 2025 to 30 Jun 2007
To view other versions open the versions tab on the right

Investment firm licensees must immediately notify BMA when an approved person ceases to hold a controlled function. In such cases, their approved person status is automatically withdrawn by BMA.

Location:

AU-5.2.6